FIRST FOUNDATION INC. : Creation of a Direct Financial Obligation or Obligation Under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits (Form 8-K)
Item 2.03 Creation of a Direct Financial Obligation or Obligation Under an Off-Balance Sheet Arrangement of a Registrant.
The information below under Section 8.01 of this Current Report on Form 8-K also responds to Section 2.03 of this Current Report on Form 8-K and is hereby incorporated by reference into this Section 2.03.
Item 8.01 Other Events.
Pursuant to the previously announced offer of
The Notes will initially bear interest at the rate of 3.50% per annum, payable semi-annually in arrears on
The Company may redeem the Notes at the times and on the terms provided in the Indenture.
The Base Indenture and Supplemental Indenture (including the Notes form) are filed as Exhibits 4.1 and 4.2 to this Current Report on Form 8-K, respectively, and are incorporated herein by dismissal.
The foregoing offer has been made pursuant to an effective pending listing statement on Form S-3 (File No. 333-239396) filed by the Company. A copy of the notice of
Item 9.01 Financial statements and supporting documents.
Exhibit No. Description 4.1 Indenture, dated
January 24, 2022, between First Foundation Inc.and U.S. Bank National Association, as trustee. 4.2 First Supplemental Indenture, dated January 24, 2022, between First Foundation Inc.and U.S. Bank National Association, as trustee. 4.3 Form of 3.50% Fixed-to-Floating Rate Subordinated Notes due 2032 (included in Exhibit 4.2). 5.1 Opinion of Sheppard, Mullin, Richter & Hampton LLP. 23.1 Consent of Sheppard, Mullin, Richter & Hampton LLP(included in Exhibit 5.1). 99.1 Press Release dated January 24, 2022. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
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